<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:9.0000pt"><*n style="font-family:Calibri"><*n style="font-family:宋体">澳洲*n>ASIC<*n style="font-family:宋体">牌照,这个牌照和英国的*n><*n style="font-family:Calibri">FCA*n><*n style="font-family:宋体">牌照成为世界两大主力监管牌照。英国*n><*n style="font-family:Calibri">FCA*n><*n style="font-family:宋体">牌照,牌照对于保证金要求很高,对于很多刚开始发展的交易商来说并不是很合适,因此,更多的人选择了性价比更高的澳洲*n><*n style="font-family:Calibri">ASIC*n><*n style="font-family:宋体">牌照*n>*n>*n><*n style="font-size:9.0000pt"><*n style="font-family:宋体"><*n style="font-family:宋体">。*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:9.0000pt"><*n style="font-family:宋体">ASIC<*n style="font-family:宋体">是澳大利亚服务和市场的法定监管机构,澳大利亚和投资委员会于*n><*n style="font-family:Calibri">2001*n><*n style="font-family:宋体">年根据澳大利亚和投资委员会法》成立。该机构依法对公司、投资行为产品和服务行使监管职能。*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:9.0000pt"><*n style="font-family:宋体"><*n style="font-family:宋体">澳洲*n>ASIC<*n style="font-family:宋体">牌照是的牌照,想要申请对平台的实力有很大要求,可以退而求其次选择*n><*n style="font-family:Calibri">ASIC*n><*n style="font-family:宋体">的*n><*n style="font-family:Calibri">AR*n><*n style="font-family:宋体">牌照。*n><*n style="font-family:Calibri">AR*n><*n style="font-family:宋体">,即*n><*n style="font-family:Calibri">Appointed Representative*n><*n style="font-family:宋体">,一般可以翻译成委任代表或授权代表。*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:9.0000pt"><*n style="font-family:宋体">ASIC<*n style="font-family:宋体">的*n><*n style="font-family:Calibri">AR*n><*n style="font-family:宋体">指的是那些由受*n><*n style="font-family:Calibri">ASIC*n><*n style="font-family:宋体">监管公司(这里我们称之为委托主体)授权行事的公司或个人,该公司或个人并不直接受*n><*n style="font-family:Calibri">ASIC*n><*n style="font-family:宋体">监管。对于想要进行规范活动的个人或公司来说,成为*n><*n style="font-family:Calibri">ASIC*n><*n style="font-family:宋体">的*n><*n style="font-family:Calibri">AR*n><*n style="font-family:宋体">是非常便捷以及益的途径。*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:宋体">ASIC<*n style="font-family:宋体">监管范围包含:*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:宋体">1<*n style="font-family:宋体">、广泛的养老金、保险、存款和行业从业机构*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:宋体">2<*n style="font-family:宋体">、本土各银行机构和在澳洲开展业务的国际银行分支机构*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:宋体">3<*n style="font-family:宋体">、、衍生品等交易机构*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:宋体">4<*n style="font-family:宋体">、所有涉及产品信息咨询和服务的从业机构*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:宋体">5<*n style="font-family:宋体">、所有行业从业者需持证上岗,并按规定从事业务*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:宋体"><*n style="font-family:宋体">从*n>AR<*n style="font-family:宋体">的角度来看,想要成为*n><*n style="font-family:Calibri">AR*n><*n style="font-family:宋体">的公司或个人必须首先确定运营范畴,再与主体经纪商进行匹配。如果*n><*n style="font-family:Calibri">AR*n><*n style="font-family:宋体">想要运营多方面的业务,它甚至可以有两个以上的主体公司。*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri"><*n style="font-family:宋体">注册申请*n>ASIC<*n style="font-family:宋体">澳大利亚监管的要求:*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri">1<*n style="font-family:宋体">股本要求:*n><*n style="font-family:Calibri">1,000,000*n><*n style="font-family:宋体">澳元。或平均收入的*n><*n style="font-family:Calibri">10*n><*n style="font-family:宋体">%(以较高者为准)*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri">2<*n style="font-family:宋体">流动资金需求(包括股本):有形资产的流动性要求,提供的发行人必须持有现金或现金等价物和流动资产的*n><*n style="font-family:Calibri">50*n><*n style="font-family:宋体">%所需的有形资产的*n><*n style="font-family:Calibri">50*n><*n style="font-family:宋体">%。*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri">3<*n style="font-family:宋体">每季度必须准备更新年度预测*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri">4<*n style="font-family:宋体">实际办公地址:人手要求 *n><*n style="font-family:Calibri">2-3*n><*n style="font-family:宋体">人,包括负责管理*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri">5 <*n style="font-family:宋体">税号*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri"><*n style="font-family:宋体">注册澳大利亚公司条件*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri">AFS<*n style="font-family:宋体">许可证申请*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri">1<*n style="font-family:宋体">建议有关要求,取得*n><*n style="font-family:Calibri">AFS*n><*n style="font-family:宋体">许可证*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri">2<*n style="font-family:宋体">牌照的目的,协助审阅财务报表*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri">3<*n style="font-family:宋体">编制备考引用提名的负责经理*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:Calibri">4<*n style="font-family:宋体">准备*n><*n style="font-family:Calibri">ASIC*n><*n style="font-family:宋体">的形式*n><*n style="font-family:Calibri">FS01*n><*n style="font-family:宋体">(*n><*n style="font-family:Calibri">AFS*n><*n style="font-family:宋体">许可证的申请)*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:8.0000pt"><*n style="font-family:宋体"><*n style="font-family:宋体">申请澳洲*n>AR<*n style="font-family:宋体">牌照需要先注册一家澳大利亚公司,公司注册完成后,就可以申请牌照了,一般需要*n><*n style="font-family:Calibri">1-2*n><*n style="font-family:宋体">个月的时间。*n>*n>*n>*n>*n>
<*n style="font-size:10.5pt"><*n style="font-family:Calibri"><*n style="font-size:10.5000pt"><*n style="font-family:宋体"><*n style="font-family:宋体">更多办理了解可关注*n>——*n>*n>*n>*n>